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Client Regulatory Analyst

Posted: November 30, 2023 Expired: February 16, 2024

Client Regulatory Analyst
Whippany, NJ

As a Barclays Client Regulatory Analyst, you will be responsible for the management of several key Regulatory controls, supporting Sales and Markets in ensuring Clients are regulatory compliant to trade and actioning regulatory change rollout. You will have the opportunity to provide support to both internal and external stakeholders for regulatory requirements providing query management, information, and static data capture.

Barclays is one of the world's largest and most respected financial institutions, established in 1690, with a legacy of success, quality, and innovation. We've helped millions of individuals and businesses thrive, creating financial and digital solutions that the world now takes for granted. An important and growing presence in the USA, we offer careers providing endless opportunity.

At Barclays, we offer a hybrid working experience that blends the positives of working alongside colleagues at our onsite locations, together with working from home. We have a structured approach where colleagues work at an onsite location on fixed, ‘anchor’, days of the week, for a minimum of two days a week or more, as set by the business area (or nearest equivalent if working part-time hours). Please discuss the working pattern requirements for the role you are applying for with the hiring manager. Please note that as we continue to embed our hybrid working environment, we remain in a test and learn phase, which means that working arrangements may be subject to change on reasonable notice to ensure we meet the needs of our business.

What will you be doing?

  • Being knowledgeable of Regulatory requirement and ensuring client fit to trade
  • Leading and conducting regulatory outreach for existing and future regulations
  • Liaising with multiple internal stakeholders including but not limited to Legal, Compliance, Business representatives and multiple middle and back office teams.
  • Assisting with design and implementation of new processes to ensure Barclay’s clients are compliant for all necessary regulations.
  • Coordinating with vendor to achieve Regulatory certification
  • Operating Trade control reports to ensure no regulatory breaches arise

What we’re looking for:

  • Bachelor’s Degree or equivalent work experience
  • Good attention to detail
  • “Can Do” Attitude that is self-motivated and highly driven
  • Excellent written and verbal communication skills

Skills that will help you in the role:

  • Excellent organisational skills: the ability to manage multiple cases concurrently and ensure they remain on track
  • Ability to contribute toward continuous improvement projects
  • Excellent Microsoft Office Skills (Outlook, Excel)
  • Knowledge of Industry Regulations such as Dodd Frank, EMIR, and US Suitability rules

Where will you be working?

At Barclays, we are proud to be redefining the future of finance and here at Whippany we are defining the future of the workplace and the future of the way we work and live. We are creating a unique community, one of four strategic tech-enabled hubs that will redefine opportunity for everyone who works here. Whatever you do at Whippany, you’ll have every chance to build a world-class career in this world-class environment.


This job was expired